artorg·5 वर्ष पहले·discussHow do you think the suitability standard plays into this? I see nobody else talking about it anywhere.https://www.finra.org/rules-guidance/key-topics/suitability
artorg·5 वर्ष पहले·discussI think the suitability standard applies here, and will probably be the main defense for the brokers.https://www.investopedia.com/articles/professionaleducation/...https://www.finra.org/rules-guidance/key-topics/suitability
https://www.finra.org/rules-guidance/key-topics/suitability